Case Study
Empowering Financial Decisions with AI in Collaboration with Columbia University
Transforming Executive Compensation with Artificial Intelligence
Hubble Financial Powered By Aurora Intelligence
Hubble Financial is used by enterprise plan consultants and fiduciary firms to access, benchmark, and analyze retirement plan filings from the Department of Labor (DOL) and Securities and Exchange Commission (SEC). The platform includes AI smart searching with over 250 advanced filters, downloadable analytics, and AI-powered recommendations engine. Aurora Intelligence serves as the intelligence layer that enhances automation, insight generation, and real-time risk detection.
Overview
Hubble Financial is a data intelligence platform purpose-built for retirement plan professionals, fiduciaries, and institutional consultants. Our platform enables users to search, analyze, and benchmark regulatory filings with greater speed and clarity, empowering more compliant, data-driven decisions.
Aurora Intelligence is a next-generation agentic system that delivers real-time regulatory insights, compliance automation, and benchmarking intelligence. Aurora’s architecture is being developed in close collaboration with Columbia University to ensure the system is grounded in research alignment on regulatory automation, LLM multi-modale routing, agentic system design, and real-world deployment.
The Challenge
Non-Qualified Deferred Compensation (NQDC) plans are critical to attracting and retaining top executives, but they come with major compliance risks. §409A violations trigger tax penalties, shareholder lawsuits, and reputational damage. Right now, companies rely on costly legal reviews and slow, manual compliance audits once a year, too late to prevent violations.
There’s no real-time system to catch operational failures early and no secure way to monitor executive compensation data without exposing sensitive information that exists today to fix this.
Our Solution
By leveraging Aurora Intelligence’s AI capabilities, companies will be the first to process a time-intensive manual effort into a streamlined, data-driven operation that enables deeper analysis and predictive insights, all while maintaining high standards for fundamental research.
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Real-Time: Identify violations before they become regulatory or reputational threats.
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Privacy-First: Secure data and confidential compute.
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Results-as-a-Service: Deliver compliance reports directly into CRM or encrypted email. No dashboards. No risk of data leaks.
Data Governance
Powered by fine-tuned AI models, privacy-preserving architecture, and encrypted delivery, these agents detect risks in real-time and deliver clear, actionable compliance reports through secure email or CRM, not dashboards, not open platforms. We protect sensitive data end-to-end using confidential compute environments and blockchain-based audit trails.
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Secure, immutable record of risk detections.
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Compliance outputs without revealing sensitive compensation terms.
Aurora Intelligence serves as the AI engine within the Hubble platform, combining modular agents, secure data governance, and a traceable routing system that ensures transparency and compliance from input to output.
Key Metrics
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Detection accuracy
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Risk remediation speed
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Client retention and referral rates
Impact
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Deliver real-time executive compensation compliance with full auditability.
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Set new standards for fiduciary governance.
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Extend secure AI-driven compliance models into broader regulatory fields (retirement plans, financial reporting, healthcare).